1. Since February 5, 20 16, private fund managers applying for registration and filing shall submit legal opinions on the registration of private fund managers through the private fund registration and filing system;
2. On February 5, 2006, 2065438, the private fund manager who has submitted the application but has not yet completed the registration applied for the institution to submit the legal opinions on the registration of private fund managers;
3. A registered private equity fund manager who has not filed a private equity fund product shall issue a supplementary legal opinion on the registration of private equity fund managers before applying for filing a private equity fund product for the first time;
4. Private fund managers who have registered private fund products for the record, China Fund Industry Association will require them to supplement the legal opinions on the registration of private fund managers according to specific circumstances;
5. If a registered private equity fund manager applies for changing the controlling shareholder, the actual controller, the legal representative and the executive partner, or other major issues prudently identified by the China Fund Industry Association, it shall submit a special legal opinion on the change of major issues of the private equity fund manager.
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Measures for the registration of private investment fund managers and fund filing
Article 11 The manager of a private equity fund shall, within 20 working days after the private equity fund is raised, put on record through the private equity fund registration and filing system, indicate the fund category according to the main investment direction of the private equity fund, and truthfully fill in the basic information such as the fund name, fund scale, investor, fund contract (the articles of association of the fund company or partnership agreement, hereinafter referred to as the fund contract).
Where a corporate fund employs a management team to manage the assets of the fund, the corporate fund shall go through the procedures of fund filing and fund manager registration.
Article 12 Where the filing materials of private equity funds are incomplete or do not meet the requirements, the private equity fund manager shall make timely corrections according to the requirements of the fund industry association.
Article 13 If the filing materials of private equity funds are complete and meet the requirements, the fund industry association shall, within 20 working days from the date of receiving all the filing materials, complete the filing procedures of private equity funds by publicizing the basic information of private equity funds through the website. The basic information of private equity fund publicized on the website includes the name of private equity fund, time of establishment, filing time, main investment fields, fund manager and fund custodian.
Article 14 A registered private equity fund may apply for opening a securities-related account.
Baidu Encyclopedia-Measures for the Registration of Private Investment Fund Managers and Fund Filing