Current location - Trademark Inquiry Complete Network - Tian Tian Fund - Securities qualification filing system
Securities qualification filing system
Is it necessary to go through the filing formalities in the stock exchange, and how to do it?

No, the information of listed companies has to face the majority of shareholders, so it must be published in the media designated by the China Securities Regulatory Commission and the stock exchange.

What are the procedures and requirements for filing private placement products?

Product filing process and required materials Private equity fund managers filing requirements:

1. It takes 2-3 employees to apply for the record of private fund managers: legal person, fund manager and risk control director. Among them, 2 employees are needed for equity filing and 3 employees for securities filing.

2. The business scope of the company applying for manager registration shall include fund management, investment management, asset management, equity investment and venture capital. 3. The paid-in amount of the registered capital of the applicant company must reach 25%, that is, the capital verification report.