Ability to withstand pressure, communicate persuasively, and have strong awareness of discipline and compliance.

Compliance is an activity to ensure that a bank’s operating activities comply with all external regulations applicable to the banking industry. In actual work, the compliance department will generally extend it to “all internal and external regulations.

Because different banks have different understandings of compliance, the name, responsibilities, job settings, etc. of the compliance department are They are all different. Some large banks have a detailed division of labor and have separate legal and compliance departments, while small and medium-sized banks often merge them into a unified department. Below, I will use a unified "big compliance" based on my personal understanding. settings to illustrate.