In recent years, the number of people who have signed up to pass the Fund Practitioner Examination has continued to increase. After passing the exam, many students do not know how to apply for the Fund Practitioner Qualification Certificate. Let’s take a look.

How to apply for a fund practitioner qualification certificate?

According to relevant instructions, even if an individual successfully passes the fund practitioner qualification examination, he cannot apply for a practitioner certificate and needs to apply directly to the association.

The registration of fund practitioner qualifications is mainly based on the unified registration of institutions. Those who have worked in a fund industry organization should apply to the Securities Investment Fund Industry Association of China for the registration of fund practitioner qualifications from the institution where they work.

The institution applies for a practitioner management system account from the Fund Industry Association (click to view the application process), and then the institutional qualification administrator can apply for registered fund practitioner qualifications for practitioners through the management platform.

The operation process is as follows: Individual submission of registration application → Institutional review → Internal publicity → Institutional submission → Association acceptance → External publicity → Obtain certificate.

The institutions that can apply for fund business qualifications include fund managers, commercial banks (including foreign corporate banks in China), securities companies, futures companies, insurance institutions, securities investment consulting agencies, independent fund sales agencies and the China Securities Regulatory Commission. Other institutions recognized by the Council.

Introduction to Fund Practitioner Subjects

The Fund Practitioner Qualification Examination*** has three subjects, of which subject one is compulsory. Subjects two and three can be chosen based on the needs of the industry. That is to say, if candidates want to obtain a certificate, they must pass subject one + subject two, or subject one + subject three.

Subject 1: "Fund Laws, Regulations, Professional Ethics and Business Standards";

Subject 2: "Basic Knowledge of Securities Investment Funds";

Subject 3: "Basic Knowledge of Private Equity Investment Funds".

Suggestions for studying for the Fund Practitioner Examination

1. Review the exam syllabus and teaching materials

For the annual Fund Practitioner Qualification Examination, the association will make preparations based on the content of the teaching materials and exam syllabus. Therefore, the focus of candidates' study should be on the teaching materials and examination syllabus. During the learning process, candidates should clearly mark the key points and difficulties of each chapter of the textbook with a pen. For easily forgotten knowledge points, candidates should read and memorize them repeatedly to further deepen their impression of the knowledge points.

2. Do more real questions from past years

Candidates should memorize and study the test points in each chapter of the Learning Fund Career on the basis of understanding, and do not use rote memorization In this way, after studying the textbook content, candidates should do targeted real questions and case questions corresponding to the test points to consolidate. After completing the practice exercises, carefully analyze the answers and answers to each question.