Law-abiding and compliance is the most basic requirement for the professional ethics of fund practitioners, which adjusts the relationship among fund practitioners, fund industry and fund supervision. Fund employees are an important part of the fund industry.
Their professional ethics and code of conduct are directly related to the fairness, justice and stability of the fund market and the interests of investors. Therefore, fund practitioners need to strictly abide by professional ethics, constantly improve their own quality and professional level, and make contributions to the healthy development of the fund industry.
Fund practitioners shall be honest and trustworthy, and shall not deceive or mislead investors. Publicity and sales of fund products shall be based on objective, true and accurate information, and shall not exaggerate publicity or mislead customers. At the same time, fund practitioners should keep the business secrets and privacy of customers and ensure the safety and confidentiality of customer information.
Fair and just
Fund practitioners shall abide by the principles of fairness and impartiality, and shall not use their professional advantages or information advantages to harm the interests of investors. In fund trading and investment decision-making, we should take the interests of customers as the starting point, and we should not use our authority or information advantages for personal gain.
At the same time, fund practitioners are not allowed to participate in any form of insider trading or market manipulation and other improper acts to safeguard the fairness and justice of the market. Fund practitioners should have the corresponding professional quality and skill level and be competent for their own work. In the field of fund investment, fund practitioners need to have a solid financial theoretical foundation, rich investment experience and keen market insight to cope with the complexity and variability of the market.