Fund qualification examination subjects:
Subject 1: fund laws and regulations, professional ethics and business norms;
Subject 2: Basic knowledge of securities investment funds;
Subject 3: Basic knowledge of private equity investment funds.
According to the requirements of the association, candidates must take at least two subjects to get the certificate, of which subject one is compulsory, and subject two and subject three can choose one subject according to their own situation.
Securities qualification examination subjects:
Securities qualification examination subjects include general qualification examination subjects, professional qualification examination subjects and executive qualification examination subjects.
1. General examination subjects: basic knowledge of financial market and basic laws and regulations of securities market, both of which are required subjects and can be applied separately.
2, special business qualification examination subjects 1. The examination subjects are: sponsor representative's investment banking business, securities analyst's publication of securities research report, and securities investment consultant's securities investment consultation. You can choose subject exams according to your career direction.
3. There are 1 subjects in the qualification examination for managers, namely: the competency examination for compliance managers of securities companies, the qualification examination for senior managers of securities companies and the qualification examination for senior managers of securities rating business.
Global Ivy Friendship Tip: Which is better, securities business or fund business? Answer the question, I hope I can help you!