There are three examination subjects in the qualification examination of fund industry, namely, subject 1 "Fund laws and regulations, professional ethics and business norms": this is a compulsory subject, which mainly examines the memory and understanding of the basic laws and regulations and professional ethics of the fund industry. Subject 2 "Basic Knowledge of Securities Investment Funds": This is an elective subject, which mainly examines the theoretical knowledge and calculation and analysis ability of securities investment funds.
Subject 3 "Basic Knowledge of Private Equity Investment Fund": This is also an elective course, which mainly examines the concept, classification, participants, fundraising and establishment, investment, post-investment management, project withdrawal, internal management, administrative supervision, industry self-discipline management and related laws and regulations of private equity investment funds. Relatively free, suitable for private equity practitioners.
Candidates can choose corresponding subjects according to the type of business they are engaged in or plan to engage in. Generally speaking, subjects 1 and 2 have a wide range of employment and can engage in public offering and private placement; The employment scope of subjects 1 and 3 is relatively narrow, and they can only engage in private placement. If you want to know more about the fund, you can also choose to take three courses, so that you can have more choices in the future.
Fund qualification examination:
The qualification examination for fund practitioners is organized and implemented by China Asset Management Association, aiming at standardizing the professional behavior of fund practitioners, improving their professional quality and service level, and protecting the legitimate rights and interests of investors. The object of the qualification examination for fund practice is the personnel engaged in fund business in fund managers, fund custodians, fund service institutions and other institutions, as well as those who intend to engage in fund business.
The fund qualification examination is conducted by means of closed book and computer examination. The questions are multiple choice questions, and the number of questions in each subject is 100. The score of each question is 1, the total score is 100, and 60 is the qualified line. The examination time for a single subject is 120 minutes.
The fund qualification examination adopts the online registration method, and is registered through the association website or the registration website. Every year, the association will publish the examination plan and announcement in advance to inform candidates of the time, place and method of registration. After successful registration, candidates need to print the admission ticket within the specified time and take the exam according to the requirements on the admission ticket.
(The above data are from asset management association of china, official website, Zhihu, etc. )